Insights
Notes, explainers, and short essays, written for readers who already understand the subject and want the next layer of detail. New writing is published on LinkedIn and republished here.
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Compliance
Internal investigators reported it through proper channels, exactly what every speak-up policy tells employees to do, and were fired for it. The pattern is painfully familiar, and it's exactly why I do what I do.
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Compliance failures rarely begin with a missing policy. They show up in the leadership huddle where a concern is brushed aside, the closed-door conversation that never makes the record, the quiet decision not to speak up because the personal risk feels higher than the organizational one.
The first few months after leaving the SEC were humbling. You don't just trade a job; you trade a safety net. A short reflection on the unlearning and rebuilding.
Since Inauguration Day 2025, SEC enforcement press releases have dropped sharply. The cases brought are significant, but the SEC is choosing a different way of talking, or not talking, about its work. What that means for practitioners.